Independent Registered Investment
Advisor
What Are The Benefits The Wiley Group Offers
As A Registered Investment Advisor?
One of the differences between an unregistered financial advisor
or stock broker at a large firm, and an independent registered
investment adviser, is the depth of fiduciary responsibility the
registered adviser has to you and you alone. Registered investment
advisers have an added level of fiduciary responsibility and they
are regulated by the Securities and Exchange Commission (SEC).This
is an ethical and legal obligation that would preclude, for
example, the sale of a proprietary investment that knowingly placed
the interests of the broker or the brokerage firm ahead of your
own.
A registered investment adviser's fiduciary role requires a
level of independence and client commitment that we believe is best
achieved at a fully independent firm like the Wiley Group. We
strive to link the goals of the Wiley Group exactly and directly to
your own in order to bring an added level of oversight and trust to
all of our existing and future relationships.
